| | Item 2. | Unregistered Sales of Equity Securities and Use of Proceeds |
During the three months ended March 31, 2017, HRG did not sell any equity securities that were not registered under the Securities Act of 1933, as amended. On May 29, 2014, the HRG’s Board of Directors authorized a program to purchase up to $100.0 million of HRG’s shares of common stock. During the three months ended March 31, 2017, we did not repurchase any of our common stock. At March 31, 2017, there were $12.3 million of shares that may yet be repurchased under the plans of the program authorized by HRG’s Board of Directors.
| | Item 3. | Defaults upon Senior Securities |
None.
| | Item 4. | Mine Safety Disclosures |
Not applicable.
None.
Item 6. Exhibits
| | | | Exhibit No. | | Description of Exhibits | 10.1 | | Retention Agreement, dated as of January 20, 2017, by and between HRG Group, Inc. and George C. Nicholson (incorporated herein by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed January 24, 2017 (File No. 1-4219)). | 10.2* | | Employment Agreement, dated as of October 1, 2012, by and between HRG Group, Inc. and Ehsan Zargar. | 10.3* | | Retention and Severance Agreement, dated as of January 20, 2017, by and between HRG Group, Inc. and Ehsan Zargar. | 31.1* | | Certification of Principal Executive Officer Pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | 31.2* | | Certification of Principal Financial Officer Pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | 32.1** | | Certification of Principal Executive Officer Pursuant to 18 U.S.C Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | 32.2** | | Certification of Principal Financial Officer Pursuant to 18 U.S.C Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | 101.INS* | | XBRL Instance Document. | 101.SCH* | | XBRL Taxonomy Extension Schema. | 101.CAL* | | XBRL Taxonomy Extension Calculation Linkbase. | 101.DEF* | | XBRL Taxonomy Definition Linkbase. | 101.LAB* | | XBRL Taxonomy Extension Label Linkbase. | 101.PRE* | | XBRL Taxonomy Extension Presentation Linkbase. |
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