PART IV
| | | Item 15. | Exhibits, Financial Statements Schedules |
(a) List of Documents Filed 1) Financial Statements All financial statements of the Registrant are included in the Original 10-K. 2) Financial Statement Schedules All financial statement schedules have been omitted since they are either not applicable or not required, or the information is contained within the consolidated financial statements included in the Original 10-K. (b) List of Exhibits. The following is a list of exhibits filed with this Form 10-K/A.
| | | | Exhibit No. | | Description of Exhibits | 10.1* | | Transition Agreement, dated as of November 17, 2016, by and between HRG Group, Inc. and Omar M. Asali. | 10.2* | | Separation and Release Agreement, dated as of November 28, 2016, by and between HRG Group, Inc. and David M. Maura. | 10.3* | | Form of Employee Nonqualified Option Award Agreement, dated as of December 14, 2016, by and between HRG Group, Inc. and David Maura. | 31.1* | | Certification of Principal Executive Officer Pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | 31.2* | | Certification of Principal Financial Officer Pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
* Filed herewith
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