Outstanding Equity Awards as of September 30, 2016
| | | | | | | | | | | | | | | | | | | | | | | | | | Option Awards | | Stock Awards | Name | | Number of Securities Underlying Unexercised Options Exercisable | | Number of Securities Underlying Unexercised Options Unexercisable | | | Equity Incentive Plan Awards: Number of Securities Underlying Unexercised Unearned Options | | Option Exercise Price ($) (1) | | Option Expiration Date | | Number of Shares or Units of Stock That Have Not Vested | | | Market Value of Shares or Units of Stock That Have Not Vested ($) (2) | Omar M. Asali | | 1,000,000 |
| | — |
| | | — |
| | 4.86 |
| | 2/14/2022 | | — |
| | | — |
| | | 544,900 |
| | — |
| | | — |
| | 8.52 |
| | 11/29/2022 | | — |
| | | — |
| | | 255,681 |
| | 153,410 |
| (3) | | — |
| | 11.76 |
| | 11/29/2023 | | 382,117 |
| (3) | | 5,999,237 |
| | | 86,290 |
| | 253,942 |
| (4) | | — |
| | 13.36 |
| | 11/29/2024 | | 578,153 |
| (4) | | 9,077,002 |
| | | 4,581 |
| | 4,582 |
| (5) | | — |
| | 13.93 |
| | 11/29/2025 | | 8,715 |
| (5) | | 136,826 |
| David M. Maura | | 435,920 |
| | — |
| | | — |
| | 8.52 |
| | 11/29/2022 | | — |
| | | — |
| | | 239,795 |
| | 157,978 |
| (6) | | — |
| | 11.76 |
| | 11/29/2023 | | 393,496 |
| (6) | | 6,177,887 |
| | | 69,032 |
| | 96,816 |
| (7) | | — |
| | 13.36 |
| | 11/29/2024 | | 220,424 |
| (7) | | 3,460,657 |
| | | 3,611 |
| | 3,611 |
| (5) | | — |
| | 13.93 |
| | 11/29/2025 | | 6,868 |
| (5) | | 107,828 |
| George C. Nicholson | | — |
| | — |
| | | — |
| | — |
| | | | — |
| | | — |
| Thomas A. Williams | | 100,821 |
| | — |
| | | — |
| | 8.52 |
| | 11/29/2022 | | — |
| | | — |
| | | 96,648 |
| | 55,738 |
| (8) | | — |
| | 11.76 |
| | 11/29/2023 | | 138,836 |
| (8) (10) | | 2,179,725 |
| | | 34,516 |
| | 87,828 |
| (9) | | — |
| | 13.36 |
| | 11/29/2024 | | 199,960 |
| (9) (10) | | 3,139,372 |
|
| | | (1) | The exercise price of all equity awards is equal to the fair market value (closing sale price of our Common Stock) on the date of grant. | (2) | The amounts in this column reflect the fair market value of the unvested restricted stock based on the closing stock price of $15.70 on the last trading day in Fiscal 2016. | (3) | Mr. Asali’s unvested option awards will vest as follows: 153,410 on November 29, 2016. Mr. Asali’s restricted stock will vest as follows: 382,117 on November 29, 2016. | (4) | Mr. Asali’s unvested option awards will vest as follows: 126,971 on November 29, 2016 and 126,971 on November 29, 2017. Mr. Asali’s restricted stock will vest as follows: 289,077 on November 29, 2016 and 289,076 on November 29, 2017. Pursuant to the Asali Transition Agreement, the options and restricted stock scheduled to vest in November 29, 2017 will vest on the earlier of March 31, 2017 or a change of control, subject to continued employment or upon a Specified Triggering Event. | (5) | Messrs. Asali’s and Maura’s unvested option awards and restricted stock vested November 29, 2016. | (6) | Mr. Maura’s unvested option awards will vest as follows: 157,978 on November 29, 2016. Mr. Maura’s restricted stock will vest as follows: 393,496 on November 29, 2016. Pursuant to the Maura Separation and Release Agreement, the options vested when the release became effective and such vested options will become exercisable on the dates that the options were otherwise scheduled to vest. | (7) | Mr. Maura’s unvested option awards will vest as follows: 48,408 on November 29, 2016 and 48,408 on November 29, 2017. Mr. Maura’s restricted stock will vest as follows: 110,212 on November 29, 2016 and 110,212 on November 29, 2017. Pursuant to the Maura Separation and Release Agreement, the options vested when the release became effective and such vested options will become exercisable on the dates that the options were otherwise scheduled to vest. | (8) | Mr. Williams’ unvested option awards will vest as follows: 55,738 on November 29, 2016. Mr. Williams’ restricted stock will vest as follows: 138,836 on November 29, 2016. | (9) | Mr. Williams’ unvested option awards will vest as follows: 43,914 on November 29, 2016 and 43,914 on November 29, 2017. Mr. Williams’ restricted stock will vest as follows: 99,980 on November 29, 2016 and 99,980 on November 29, 2017. | (10) | Mr. Williams’ employment terminated on January 1, 2016. The numbers in the table reflect the gross number of shares that were unvested. However, pursuant to the terms of his release agreement in January 2016, 67,102 shares were withheld from the 138,836 shares and 96,945 shares were withheld from the 199,960 shares for tax purposes and the following shares were withheld for tax purposes: for the bonus plan for Fiscal 2013, 6,102 shares were withheld and for the bonus plan for Fiscal 2014, 96,645 shares were withheld. |
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