Outstanding Equity Awards as of September 30, 2015
| | | | | | | | | | | | | | | | | | | | | | | | | | Option Awards | | Stock Awards | Name | | Number of Securities Underlying Unexercised Options Exercisable | | Number of Securities Underlying Unexercised Options Unexercisable | | | Equity Incentive Plan Awards: Number of Securities Underlying Unexercised Unearned Options | | Option Exercise Price ($) (1) | | Option Expiration Date | | Number of Shares or Units of Stock That Have Not Vested | | | Market Value of Shares or Units of Stock That Have Not Vested ($) (2) | Omar M. Asali | | 750,000 |
| | 250,000 |
| (3) | | — |
| | 4.86 |
| | 2/14/2022 | | — |
| | | — |
| | | 343,518 |
| | 201,382 |
| (4) | | — |
| | 8.52 |
| | 11/29/2022 | | 441,340 |
| (4) | | 5,176,918 |
| | | 102,272 |
| | 306,819 |
| (8) | | — |
| | 11.76 |
| | 11/29/2023 | | 764,235 |
| (8) | | 8,964,477 |
| | | 43,145 |
| | 297,087 |
| (11) | | — |
| | 13.36 |
| | 11/29/2024 | | 676,381 |
| (11) | | 7,933,949 |
| Thomas A. Williams | | 35,000 |
| | 35,000 |
| (5) | | — |
| | 4.81 |
| | 5/14/2022 | | — |
| | | — |
| | | 78,838 |
| | 21,983 |
| (6) | | — |
| | 8.52 |
| | 11/29/2022 | | 48,178 |
| (6) | | 565,128 |
| | | 40,910 |
| | 111,476 |
| (9) | | — |
| | 11.76 |
| | 11/29/2023 | | 277,672 |
| (9) | | 3,257,093 |
| | | 17,258 |
| | 105,086 |
| (12) | | — |
| | 13.36 |
| | 11/29/2024 | | 239,251 |
| (12) | | 2,806,414 |
| David M. Maura | | 0 |
| | 177,500 |
| (3) | | — |
| | 4.86 |
| | 2/14/2022 | | — |
| | | — |
| | | 274,814 |
| | 161,106 |
| (7) | | — |
| | 8.52 |
| | 11/29/2022 | | 353,072 |
| (7) | | 4,141,535 |
| | | 81,818 |
| | 315,955 |
| (10) | | — |
| | 11.76 |
| | 11/29/2023 | | 786,993 |
| (10) | | 9,231,428 |
| | | 34,516 |
| | 131,332 |
| (13) | | — |
| | 13.36 |
| | 11/29/2024 | | 299,006 |
| (13) | | 3,507,340 |
| Philip A. Falcone | | — |
| | 1,800,000 |
| (14) | | — |
| | 13.125 |
| | 9/6/2018 | | — |
| | | — |
| Michael Sena | | — |
| | — |
| | | — |
| | — |
| | | | — |
| | | — |
|
| | | (1) | The exercise price of all equity awards is equal to the fair market value (closing sale price of our Common Stock) on the date of grant. | (2) | The amounts in this column reflect the fair market value of the unvested restricted stock based on the closing stock price of $11.73 on the last trading day in Fiscal 2015. | (3) | Messrs. Asali’s and Maura’s unvested option awards vested on October 1, 2015. | (4) | Mr. Asali’s unvested option award will vest as follows: 201,382 on November 29, 2015. Mr. Asali’s restricted stock will vest as follows: 441,340 on November 29, 2015. | (5) | Mr. Williams’ unvested option awards vest on March 5, 2016. | (6) | Mr. Williams’ unvested option awards will vest as follows: 21,983 on November 29, 2015. Mr. Williams’ restricted stock will vest as follows: 48,178 on November 29, 2015. | (7) | Mr. Maura’s unvested option awards will vest as follows: 161,106 on November 29, 2015. Mr. Maura’s restricted stock will vest as follows: 353,072 on November 29, 2015. | (8) | Mr. Asali’s unvested option awards will vest as follows: 153,409 on November 29, 2015 and 153,410 on November 29, 2016. Mr. Asali’s restricted stock will vest as follows: 382,118 on November 29, 2015, and 382,117 on November 29, 2016. | (9) | Mr. William’s unvested option awards will vest as follows: 55,738 on November 29, 2015 and 55,738 on November 29, 2016. Mr. William’s restricted stock will vest as follows: 138,836 on November 29, 2015, and 138,836 on November 29, 2016. | (10) | Mr. Maura’s unvested option awards will vest as follows: 157,977 on November 29, 2015 and 157,978 on November 29, 2016. Mr. Maura’s restricted stock will vest as follows: 393,497 on November 29, 2015, and 393,496 on November 29, 2016. | (11) | Mr. Asali’s unvested option awards will vest as follows: 43,145 on November 29, 2015 and 126,971 on November 29, 2016 and 126,971 on November 2017. Mr. Asali’s restricted stock will vest as follows: 98,228 on November 29, 2015, and 289,077 on November 29, 2016 and 289,076 on November 29, 2016. | (12) | Mr. William’s unvested option awards will vest as follows: 17,258 on November 29, 2015 and 43,914 on November 29, 2016 and 43,914 on November 2017. Mr. William’s restricted stock will vest as follows: 39,291 on November 29, 2015, and 99,980 on November 29, 2016 and 99,980 on November 2017. | (13) | Mr. Maura’s unvested option awards will vest as follows: 34,516 on November 29, 2015 and 48,408 on November 29, 2016 and 48,408 on November 2017. Mr. Maura’s restricted stock will vest as follows: 78,582 on November 29, 2015, and 110,212 on November 29, 2016 and 110,212 on November 29, 2017. | (14) | Mr. Falcone’s unvested warrant awards will vest as follows 600,000 on each of March 2016, 2017, 2018. |
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