Harbinger Group Inc.
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SEC Filings

SC 13D/A
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. filed this Form SC 13D/A on 12/22/2015
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CUSIP No. 41146A106
SC 13D
Page 7 of 9
 
 
Item 4.   Purpose of Transaction.
 
No Material Change.
 
Item 5.   Interest in Securities of the Issuer.
 
Paragraphs (a), (b) and (c) of Item 5 are amended and restated in their entirety with the following:
 
“References to the percentage ownership of Shares in this Schedule 13D is based on the 201,397,256 Shares stated to be outstanding as of November 16, 2015 by the Issuer in its annual report on Form 10-K for the year ended September 30, 2015, filed with the SEC on November 20, 2015.
 
(a, b) As of the date hereof, the Master Fund may be deemed to be the beneficial owner of 13,750,000 Shares, constituting 6.8% of the Shares.
 
The Master Fund has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 13,750,000 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 13,750,000 Shares.
 
The Master Fund specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, Harbinger LLC may be deemed to be the beneficial owner of 13,750,000 Shares, constituting 6.8% of the Shares. 
 
Harbinger LLC has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 13,750,000 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 13,750,000 Shares.
 
Harbinger LLC specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 

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