Harbinger Group Inc.
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SEC Filings

SC 13D/A
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. filed this Form SC 13D/A on 11/17/2015
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CUSIP No. 41146A106
SC 13D
Page 8 of 9
 
 
(a, b) As of the date hereof, Harbinger Holdings may be deemed to be the beneficial owner of 15,838,500 Shares, constituting 7.9% of the Shares.
 
Harbinger Holdings has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 15,838,500 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 15,838,500 Shares.
 
Harbinger Holdings specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, Philip Falcone may be deemed to be the beneficial owner of 15,838,500 Shares, constituting 7.9% of the Shares.
 
Without giving effect to Shares that Mr. Falcone may acquire upon the exercise of the Warrant, as of the date hereof, Mr. Falcone may be deemed to (i) be the beneficial owner of 15,838,500 Shares, constituting 7.9% of the Shares; and (ii) have sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 15,838,500 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 15,838,500 Shares. See Item 3 hereof for a description of the Shares that Mr. Falcone may deemed to beneficially own pursuant to the terms of the Warrant.
 
Mr. Falcone specifically disclaims beneficial ownership in the Shares reported herein except to the extent he actually exercises voting or dispositive power with respect to such Shares.
 
(c) Set forth on Exhibit B hereto are the trade dates, the number of shares sold and the average price per share on each trade date, for all transactions by the Reporting Persons since Amendment No. 30 to the Schedule 13D was filed on October 1, 2015.
 
Item 6.   Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
 
No Material Change.
 
Item 7.   Material to be Filed as Exhibits.
 
  Exhibit A: Joint Filing Agreement
     
 
 
 
 
 
 
 
 
 
 
 
 

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